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Adam S. Tracy, Esq.

Securities Compliance Group, Ltd.
Business Law

Contact Information:

Naperville, IL 60563
United States

Years in Business:



Clients I'm Seeking:


Small and mid-sized businesses. Entreprenuers. Pre-IPO and startups. DIstressed businesses.

About My Business:


Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters His specific areas of competence include: Corporate governance, general corporate and securities law, including Sarbanes-Oxley; SEC and public-company financial reporting; Strategic legal and business planning, including mergers, reverse mergers, initial public offerings, acquisitions, divestitures, bankruptcies, securities, capital transactions and strategic investments; Corporate, partnership, individual and property tax return preparation and tax resolution, including audit defense, lien/garnishment removal and criminal/civil tax trial representation; Merger and acquisition advisory and due diligence, including buy-side transactions, recapitalizations, business valuations, review of strategic alternatives; tax advantaged structures and bankruptcy/insolvency situations; Complex corporate bankruptcy and restructuring transactions, including public company reorganizations, and Capital formation; investor presentation and pitch development; network of over 100 investment banks, hedge funds and PIPE funds

Years in business:
Member since:
Clients I'm looking for: